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" USC 78o(d)), or any officer, employee, contractor, subcontractor, or agent of such company, may discharge, demote, suspend, threaten, harass, or in any other manner discriminate against an employee in the terms and conditions of employment because of... "
Sarbanes-Oxley and the New Internal Auditing Rules - Page 90
by Robert R. Moeller - 2004 - 336 pages
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The Code of Federal Regulations of the United States of America

Administrative law - 2004 - 1034 pages
...been delegated. §1980.102 Obligations and prohibited acts. (a) No company or company representative may discharge; demote, suspend, threaten, harass or in any other manner discriminate against any employee with respect to the employee's compensation, terms, conditions, or privileges of employment...
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Corporate Internal Investigations

Dan K. Webb, Robert W. Tarun, Steven F. Molo - Law - 2023 - 1436 pages
...Specifically, no officer, employee, contractor, subcontractor, or agent of publicly traded companies may discharge, demote, suspend, threaten, harass,...employment because of any lawful act done by the employee — '(1) to provide information, cause information to be provided, or otherwise assist in an investigation...
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Public Companies

Jonathan M. Hoff, Lawrence A. Larose, Frank J. Scaturro - Business & Economics - 2002 - 706 pages
...only a company itself, but also any employees, officers, contractors, subcontractors, and agents who "discharge, demote, suspend, threaten, harass, or...any other manner discriminate against an employee" who has engaged in the protected activity.47 The employee claimant who prevails under Section 806 is...
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Accounting Reform and Investor Protection: Hearings Before the ..., Part 1

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Corporation law - 2003 - 718 pages
...Securities Exchange Act of 1934 (15 USC 78o(d)), or any officer, employee, contractor, subcontractor, or agent of such company, may discharge, demote, suspend,...employment because of any lawful act done by the employee — "(1) to provide information, cause information to be provided, or otherwise assist in an investigation...
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Compilation of Securities Laws Within the Jurisdiction of the Committee on ...

United States - Business & Economics - 2003 - 946 pages
...Securities Exchange Act of 1934 (15 USC 78o(d)), or any officer, employee, contractor, subcontractor, or agent of such company, may discharge, demote, suspend,...employment because of any lawful act done by the employee — (1) to provide information, cause information to be provided, or otherwise assist in an investigation...
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Accounting Reform and Investor Protection: Hearings Before the ..., Volumes 3-4

United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs - Corporation law - 2003 - 670 pages
...Securities Exchange Act of 1934 (15 USC 78o(d)), or any officer, employee, contractor, subcontractor, or agent of such company, may discharge, demote, suspend,...conditions of employment because of any lawful act done by the^employee — "(1) to provide information, cause information to be provided, or otherwise assist...
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Brink's Modern Internal Auditing

Robert R. Moeller - Business & Economics - 2005 - 816 pages
...806 establishes this whistleblower protection for stakeholders in publicly traded companies, allowing that no public company or any officer, employee, contractor,...lawful act done by the employee." Those lawful acts occur when the employee provides information or otherwise assists in an investigation conducted by...
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Sarbanes-Oxley for Nonprofits: A Guide to Building Competitive Advantage

Peggy M. Jackson, Toni E. Fogarty - Business & Economics - 2005 - 256 pages
...Section 806: . . . any officer, employee, contractor, subcontractor, or agent of such company, may not discharge, demote, suspend, threaten, harass, or in...employment because of any lawful act done by the employee (1) to provide information, cause information to be provided, or otherwise assist in an investigation...
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Sarbanes-Oxley and the Board of Directors: Techniques and Best Practices for ...

Scott Green - Business & Economics - 2005 - 352 pages
...protecting employees of publicly traded companies that provide evidence of fraud, by prohibiting actions to "discharge, demote, suspend, threaten, harass or in...any other manner discriminate against an employee . . . because of a lawful act done by the employee . . ."4 and provides remedies in the form of compensatory...
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Employee Dismissal Law and Practice

Henry H. Perritt (Jr.) - Law - 2006 - 2189 pages
...Securities Exchange Act of 1934 (15 USC 78o(d)), or any officer, employee, contractor, subcontractor, or agent of such company, may discharge, demote, suspend,...employment because of any lawful act done by the employee — (1) to provide information, cause information to be provided, or otherwise assist in an investigation...
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